235/00 : Curtis Francis Doebbler / Sudan
Summary of Alleged Facts
1. The Complainant represents 14,000 Ethiopian refugees who fled Ethiopia prior to 1991 during the
Mengistu regime and lived in Sudan and were a subject of forced repatriation pursuant to a decision
adopted by the Respondent State and the United Nations High Commissioner for Refugees (UNHCR)
in September 1999. The Complainant states that during the 1980s and early 1990s an estimated
80,000 Ethiopians entered Sudan fleeing from persecution and from events disturbing public order in
Ethiopia.
2. The Complainant alleges that the current Government in Ethiopia was formed by officials of the
Tigrayan People’s Liberation Front (TPLF) party, who were allies with the Ethiopian People’s
Revolutionary Party (EPRF) during the struggle against the Mengistu regime. The supporters of the
EPRP are allegedly the main target of repression by the Ethiopian government throughout the country.
3. The Complainant alleges that all Ethiopian refugees in Sudan were previously granted asylum by
the Government of Sudan in accordance with its international obligations. The United Nations High
Commissioner for Refugees, the agency responsible for the protection of refugees worldwide, also
honoured this recognition until September 1999.
4. The Complainant alleges that in September 1999, the Government of Sudan signed an agreement
with the UNHCR to invoke the Cessation Clauses Article 1(C) (5) of the 1951 UN Convention Relating
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to the Status of Refugees with effect from 1 March 2000.
5. The Complainant alleges that by this agreement, Ethiopian refugees in Sudan would lose their
right to work or receive any social assistance as a way of coercing them into forced repatriation back
to Ethiopia.
6. The Complainant states that in February 2000, a notice was posted on the door of the UNHCR
compound in Khartoum, Sudan, entitled “Information Announcement to the Ethiopian Refugees in
Sudan” and stated in part:
The Government of Sudan represented by the Commission for Refugees (COR) and the United
Nations High Commissioner for Refugees (UNHCR) would like to inform all Ethiopian Refugees in
Sudan of the following:
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All Ethiopian Refugees outside Ethiopia after 1 March 2000 will lose their legal refugee status. This
means all the legal rights granted by international, regional and local regulations which guarantee
refugees status or condition as stipulated in the 1951 Geneva convention generally governing that
status and treatment of refugees etc…, the legal status in respect of resolving individual cases and the
right to appear before the courts etc…, the right to acquire employment and the guarantees, the issue
of comprehensive guidance and supply of shelter, health and treatment, education, food, social
security, etc …and in conclusion, the various administrative assistance, and permits like travel permits,
employment permits, driving licences, identity cards, residence and travel documents for travelling
abroad and commercial licences etc…; all will cease to exist forthwith. …
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In light of this new situation, any Ethiopian refugee who decides to remain in the Sudan after 1 March
2000 will bear full responsibility of the consequences which may follow as the result of the forfeiture of
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his entitlements which he used to enjoy as a refugee before 1 March 2000. …
To avoid unnecessary problems, which will occur as a result of your illegal stay in the Sudan after
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1 March 2000, we request you to seriously consider the circumstances which will assist you in taking
a reasonable decision to guarantee your safety and that of the future of your family.
7. The Complainant states that although the Government had only agreed to withdraw refugee
status, dozens of refugees reported that the UNHCR informed them that they would be deported after
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1 March 2000 and that any benefits that they were receiving would cease. Furthermore, some of the
refugees were arrested, beaten, and further mistreated as a consequence of their protests against
their involuntary repatriation.
8. The Complainant states that the Respondent State, the UNHCR and the Government of Ethiopia
entered into an agreement to forcibly repatriate them. This action consisted of several steps, including
all of the following: the withholding of social welfare benefits such a medical attention, food, clothing,
and housing entitlements; and the implementation of an unfair screening procedure.
9. The Complainant states that some of the refugees who protested the removal of their refugee
status were sometimes arrested and deported or threatened with arrest and deportation, forcing many
of them to flee to neighbouring countries.
10. The Complainant further alleges that at the time, Ethiopia was involved in a full-scale international
armed conflict with its neighbour Eritrea.
11. The Complainant states that the UNHCR and the Respondent State agreed bi-laterally to
establish a screening procedure. The Complainant alleges that this procedure did not provide the
basic minimum standards of due process. For example, the refugees were not allowed to be legally
represented; the Government of Sudan and/or the UNHCR recruited unqualified persons to do the
screening. The screening did not take into account the 1969 African Refugee Convention or the
African Charter in their evaluation of individual cases; the screenings did not start until months after
the threat of forcible refoulementhad been made, and implemented in large parts. Interpreters were
recruited from the Ethiopian Embassy in Khartoum – the embassy of the State from which they
harboured or had a recognised, well-founded fear of persecution.
12. The Complainant states that some of the refugees had lived and settled in Sudan for up to thirty
years; that many of them are opponents of the Ethiopian People’s Revolutionary Democratic Front
(EPRDF) and the Tigrayan People’s Liberation Front (TPLF), ruling the country since 1991. The
Complainant states that many refugees feared that they would be sent to the Ethiopia/Eritrea warfront,
due to the war which was ongoing during the whole of 2000 or that they would be mistreated or even
killed by the Ethiopian Government.
13. The Complainant states that some of the refugees, such as Mr Luel Kassa, who was forced to
return in early 2001, were arrested upon return; and others fled Ethiopia again to Sudan or a third
country as soon as they were able to.
14. The Complainant states further that many of the estimated 14,000 Ethiopian refugees who are
still living in Sudan do not wish to return to Ethiopia because they have a well-founded fear of
persecution or because they are fleeing the war and famine in Ethiopia.
15. The Complainant states that in March 2001, more than 1,700 Ethiopian refugees in Port Sudan
and Khartoum staged a hunger strike to protest their return. Their main complaint: the unfair process
for determining their status.
16. Since March 2001, the Complainant has contacted the Government of Sudan and the UNHCR in
an effort to resolve this matter, but without success.
17. The Complainant states that although some refugees were allowed to stay in Sudan, others
remained without the consent of the Government of Sudan and feared the prospect of immediate
deportation without due process of law. The Complainant further alleges that many of these refugees
live in inhuman conditions after being denied the basic necessities of life.
Complaint
18. The Complainant alleges violations of Articles 4, 5, 6, 12(3), (4) and (5) of the African Charter on
Human and Peoples’ Rights (African Charter).
Procedure
19. The complaint was received at the Secretariat of the African Commission on 22 February 2000.
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20. At the 27 Ordinary Session held from 27 April to 11 May 2000 in Algiers, Algeria, the African
Commission decided to be seized of the communication and requested the parties to address it on the
exhaustion of domestic remedies.
21. The above decision was communicated to the parties on 30 June 2000.
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22. At its 28 Ordinary Session held from 23 October to 6 November 2000 in Cotonou, Benin, the
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African Commission decided to defer consideration of this communication to the 29 Ordinary
Session.
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23. On 13 March 2001, the Secretariat received the Complainant’s submissions on admissibility.
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24. At the 29 Ordinary Session held from 23 April to 7 May 2001 in Tripoli, Libya, the Respondent
State informed the African Commission that they were not aware of communications 235/00 and
236/00 – submitted by Dr Curtis Doebbler against Sudan. During the Session, the Secretariat provided
the Respondent State with copies of the said communications. The African Commission decided to
defer consideration of these communications to the next session.
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25. On 19 June 2001, the Secretariat of the African Commission informed the parties of the decision
of the African Commission and requested the Respondent State to forward its written submissions
within two (2) months from the date of notification of this decision.
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26. On 14 August 2001, a reminder was sent to the Respondent State to forward its submissions
within the prescribed time to enable the Secretariat to process the Communication.
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27. During the 30 Ordinary Session held from 13 to 27 October 2001 in Banjul, The Gambia, the
Secretariat of the African Commission received the Respondent State’s written submissions in Arabic
on all pending communications against it on admissibility.
28. During the same Session, the African Commission heard the oral submissions of the parties with
respect to the communication. The African Commission noted that the Respondent State had not
responded to the issues raised by the Complainant. The African Commission therefore decided to
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defer the communication to the 31 Session, pending receipt of detailed written submissions from the
Respondent State.
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29. On 15 November 2001, the Secretariat informed the parties of the decision and requested the
Respondent State to forward its written submissions on the issues raised by the Complainant within
two (2) months from the date of notification of this decision.
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30. On 7 March 2002, a reminder was sent to the Respondent State to forward its submissions
within the prescribed time.
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31. At its 31 Ordinary Session held from 2 to 16 May 2002, in Pretoria, South Africa, upon the
request of the Complainant, the African Commission decided to suspend consideration of this
communication in order to allow the parties to pursue an amicable settlement.
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32. On 29 May 2002, the parties were informed of the decision of the African Commission.
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33. On 17 August 2002, the Complainant informed the Secretariat that he had written to the
Respondent State with a view to negotiating an amicable settlement. However, he had not received
any response from the Government of Sudan.
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34. On 16 January 2003, the Secretariat received a request from the Complainant for a hearing on
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admissibility. The Secretariat acknowledged receipt of this correspondence on 27 January 2003.
35. The Secretariat informed both parties that the admissibility of the communication would be
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considered at the 33 Ordinary Session.
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36. At its 33 Ordinary Session held from 15 to 29 May 2003 in Niamey, Niger, the African
Commission deferred its decision on admissibility to allow the parties more time to send their written
submissions on admissibility.
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37. On 18 June 2003, the Secretariat of the African Commission informed both parties of the abovementioned decision and requested them to forward their written submissions on admissibility within
three (3) months from the date of notification of this decision.
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38. On 18 September 2003, the Secretariat reminded the parties to provide the African Commission
with their submissions on admissibility.
39. By letter dated 19 September 2003, the Complainant forwarded a brief on admissibility
concerning the exhaustion of domestic remedies.
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40. By a Note Verbale dated 30 September 2003, the Respondent State was informed that the
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communication would be considered at the 34 Ordinary Session. The arguments of the Complainant
were attached to the Note Verbale.
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41. During its 34 Ordinary Session held in Banjul from 6 to 20 November 2003, the African
Commission considered the Respondent State’s arguments on admissibility and declared the
communication inadmissible for non-exhaustion of domestic remedies.
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42. On 4 December 2003, the Secretariat of the African Commission transmitted the decision to the
parties.
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43. On 10 February 2004, the Complainant requested the African Commission to reconsider its
decision on admissibility and requested an oral hearing at the next Ordinary Session.
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44. During the 35 Ordinary Session, the Commission considered the request to reconsider its
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decision on admissibility, and deferred it to the 36 Ordinary Session. The Commission requested the
Secretariat to inform both parties of the decision and deferred consideration of the matter to the
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37 Ordinary Session. The same decision was communicated to the parties. The Secretariat
requested them to submit additional arguments on admissibility. A copy of the Complainant’s brief was
forwarded to the Respondent State, which was duly requested to forward its response.
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45. On 25 October 2005, the African Commission informed the Complainant of its decision to grant
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him an opportunity to argue for the re-opening of the communication at its 36 Session.
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46. At the 36 Ordinary Session, the African Commission, upon consideration of the arguments put
forward by the Complainant in his “Brief on the Issue of Exhaustion of Domestic Remedies”, decided
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to reconsider its decision adopted during the 34 Ordinary Session, at its 37 session.
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47. On 14 March 2005 the parties were informed about the decision of the African Commission and
a copy of the Complainant’s brief was forwarded to the Respondent State, which was duly requested
to forward its response.
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48. During the 37 Ordinary Session held from 27 April to 11 May 2005 in Banjul, The Gambia, the
African Commission decided to defer reconsideration of the admissibility to the next session.
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49. On 28 June 2005, both the Complainant and the Respondent State were informed of the
decision. The Respondent State was also reminded to forward its written submissions on admissibility
within two (2) months from the date of notification of this decision.
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50. At the 38 Ordinary Session held in Banjul, The Gambia, from 21 November to 5 December
2005, the Respondent State submitted written arguments on admissibility. The African Commission
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deferred reconsideration of the admissibility of the communication to its 39 Ordinary Session.
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51. On 16 December 2005, the Secretariat informed the parties of the decision. A copy of the
Respondent State’s arguments was sent to the Complainant.
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52. On 8 March 2006, the Secretariat received from the Respondent State a copy of the minutes of
an August 2000 meeting between the Government of Sudan, the Government of Ethiopia and the
UNHCR. A copy of the latter documents was transmitted to the Complainant.
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53. On 23 March 2006, the Secretariat received a response to the Respondent State’s submissions
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of 3 December 2005. The document was duly transmitted to the Respondent State.
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54. At the 39 Ordinary Session held in Banjul, the Gambia from 9 to 23 May 2006, the African
Commission reconsidered its decision on admissibility and declared that the communication was
admissible.
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55. By a Note Verbale of 14 July 2006, to the Secretariat informed both parties of the
aforementioned decision and requested them to submit their arguments on the merits within two (2)
months.
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56. On 18 September 2006, the Secretariat received a letter from the Complainant, requesting that
the deadline for submission of arguments on the merits be extended by 6 (6) months, as the
Complainant had been unable to contact the Secretariat.
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57. On 16 October 2006, the Secretariat acknowledged receipt of the letter from the Complainant,
and reminded both parties to submit their arguments on the merits by the end of October 2006.
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58. On 11 April 2007, the Secretariat received the arguments on merits from the Complainant.
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59. On 25 April 2007, the African Commission acknowledged receipt of the Complainant’s
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submissions and reminded the Respondent State to submit its arguments on the merits by 10 May
2007.
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60. On 20 June 2007, the Secretariat sent a Note Verbale to the Respondent State reminding the
Respondent State that the African Commission intended to consider the communication on the merits
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during the 42 Ordinary Session and requested it to forward its arguments on the merits by the end of
July 2007.
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61. On 6 June 2007, the Secretariat informed the Complainant that the Respondent State had yet to
submit its arguments on the Merits.
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62. By a Note Verbale of 30 October 2007, the Respondent State was reminded to submit its
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argumemts on the Merits before the commencement of the 42 Ordinary Session in Congo,
Brazzaville.
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63. On 3 November 2007, the Secretariat of the African Commission informed the Respondent
State that it had not yet received its submission on the merits.
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64. On 23 November 2007, during the 42 Ordinary Session, the Respondent State submitted its
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arguments on the merits. The arguments were in Arabic. During the 42 Session the African
Commission deferred consideration of the communication on the merits in order to allow for translation
of the Respondent State’s submissions.
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65. On 27 December 2007, the Secretariat informed the parties of its decision to defer the
communication. It acknowledged receipt of the State Party’s brief on the merits, and also forwarded it
to the Complainant.
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66. At the 43 Ordinary Session, which took place from 7 to 22 May 2008 in Ezulwini, Swaziland,
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the African Commission deferred the communication to the 44 Ordinary Session, to give the
Secretariat enough time to prepare the draft decision on the merits.
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67. On 2 June 20008, the parties were informed of the decision of the African Commission.
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68. During the 44 Session held in Abuja, Federal Republic of Nigeria, the African Commission
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considered the communication and decided to defer it to the 45 session in order to finalise its
decision on the merits.
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69. By letter and Note Verbale of 23 January 2009, both the Respondent State and the Complainant
were informed of the decision of the Commission.
Law
Admissibility
70. The African Commission recalls that it declared the communication inadmissible during the
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34 Ordinary Session of the Commission. The Complainant filed a request for the reopening of the
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case during the 35 Ordinary Session. This request was considered during the 36 Ordinary Session.
71. When declaring the communication inadmissible, the African Commission stated the following:
Although the parties have not provided the African Commission in writing with further written
submissions on the issue of local remedies, the African Commission is in a position to rule on the
admissibility of this communication by making reference to the written submissions of the Complainant
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(received on 13 March 2001) and those of the Respondent State (received during the 30 Ordinary
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session) as well as the oral submissions submitted by both parties during the 33 Ordinary Session.
72. The Complainant alleges that there were no effective local remedies against the Government’s
threat to forcibly repatriate the Ethiopian refugees. The refugees had been denied the right to legal
representation during the hearings that were aimed at determining whether there was any risk if they
returned to Ethiopia to be tortured or be subjected to inhuman, degrading and cruel treatment.
73. The Complainant submits that the procedure for repatriation agreed to by the UNHCR and Sudan
was unacceptable for the following reasons: firstly, the Ethiopian refugees were given no opportunity
to make representations during the decision –making process, despite public announcements to this
effect. Secondly, most of the interpreters /translators were taken from the Ethiopian Embassy, the
country from which the refugees were fleeing and they could therefore have been biased or
prejudiced.
74. The Complainant adds that the Respondent State denied visas to the legal representatives of the
refugees. By failing to ensure that the refugees were given a fair hearing in matters concerning their
human rights under the African Charter, the Respondent State had by doing so denied them the right
to access local effective remedies.
75. The Respondent State argued that there had been no complaint against illegal or forced
repatriation of Ethiopians, and that this communication does not contain any concrete indication in this
regard. The Respondent State acknowledges that it understood the situation in Ethiopia was not
favourable to those who feared persecution in their country of origin, but reassured the African
Commission that every repatriation procedure in this case followed the principle of the Convention
signed between Sudan, Ethiopia, and the UNHCR.
76. Furthermore, the Respondent State submitted that the Complainant neither approached the
UNHCR nor any Court or administrative body to rule on any allegations of violation committed during
the process of repatriation. The Complainant could have submitted an administrative application or
referred the matter to the competent courts available in Sudan.
77. The Respondent State informed the African Commission that Article 20 of the 1996 Code of
Administrative Courts gives the Complainant the right to lodge an appeal against any administrative
decision. An appeal could have been lodged in the Supreme Court against any administrative decision
taken by the President of the Republic, the Federal Council of Ministers, the Government of any region
or Federal or Regional Minister. The African Commission notes that the Complainant in this
communication makes no mention of any attempt on his part to access the available local remedies in
the Respondent State.
78. For the above reasons, the African Commission declares that communication inadmissible for
non-exhaustion of local remedies.
Commission’s Decision on Review
79. The Commission accepted the Complainant’s request to reconsider its decision on the basis of
the submission by the Complainant that the Commission had not addressed itself to its jurisprudence,
regarding the exceptions to the exhaustion of local remedies rule, in particular the non-applicability of
domestic remedies to situations of massive violation of human rights, as is alleged in this instance.
80. The Commission reconsidered its decision under 1995 Rules of Procedure of the African
Commission on Human and Peoples' Rights, Article 118.2 of the African Commission’s Rules of
Procedure. 1995 Rules of Procedure of the African Commission on Human and Peoples' Rights,
Article 118.2 reads as follows:
If the Commission has declared a communication inadmissible under the Charter, it may reconsider
this decision at a later date if it receives a request for reconsideration.
81. 1995 Rules of Procedure of the African Commission on Human and Peoples' Rights, Article
118.2 does not stipulate the conditions under which the Commission may reconsider its previous
decision. The Commission may exercise its discretionary powers to reconsider its decision upon a
party moving it, and adducing compelling reasons. The Commission is called upon at all times to
protect human and peoples’ rights. A decision to reconsider its decision must be aimed at protecting
human and peoples’ rights.
82. Further to that general principle, a party seeking the reconsideration or review of a decision must
show that the Commission failed to take into account the criteria set out in Article 56 of the Charter, or
it erred in reaching the decision it did. The review must be based on the same facts as was initially
before the Commission. A party cannot introduce new facts or information at the review stage.
83. The Commission has in the past, based on its jurisprudence, held that the requirement of
exhaustion of local remedies does not hold “…. where it is impractical or undesirable for the
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Complainants or victim to seize the domestic courts.”
84. Based on the above reasons the Commission reconsidered and departed from its previous
decision and considered the parties’ submissions on admissibility.
Decision on admissibility
85. The admissibility of the communications submitted under the African Charter is governed
by Article 56 of the African Charter. Of the seven conditions stipulated by this article, six have been
met. The seventh which is Article 56.5, stipulates that:
communications shall be considered if they [quote]“are sent after exhausting local remedies, if any,
unless it is obvious that this procedure is unduly prolonged… .
86. The Respondent State claims that the Complainant did not exhaust local remedies. It stressed
that the Complainant had the right to lodge an appeal against any administrative decision in
accordance with Article 20 of the 1996 Code of Administrative Courts, and they could lodge an appeal
to the Supreme Court against any administrative decision taken by the President of the Republic, the
Federal Council of Ministers, the Government of any region or to the Federal or Regional Minister.
87. The Complainant submits that the African Commission has held that “the rule of exhausting
domestic remedies is the most important condition for admissibility of Communications. There is no
doubt therefore, in all communications seized by the African Commission, the first requirement
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considered concerns the exhausting of local remedies….” The Complainant argues that the reason
for this rule has been defined by the Commission as a two-fold test. First, it is to give domestic courts
an opportunity to decide upon cases before they are brought to an international forum. If a right is not
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well provided for at the domestic level, there cannot be effective remedies at all.
88. Second, the Complainant states that the Respondent State should have notice of a human rights
violation in order to have the opportunity to remedy such violation before submitting them to an
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international tribunal. The Complainant submits that the Respondent State was aware of the
refugees’ situation for years and did not act to protect them. The Complainant alleges that there can
be no doubt that the Respondent State Government had been put on notice of the situation giving rise
to this communication. Such notice was given by the refugees themselves communicating with the
Government; the communications of the refugees’ legal representatives with the Government and
coverage of the plight of the refugees by the news media.
89. The Complainant submits that the Respondent State responded to these communications by
denying any responsibility for the plight of the refugees. The Complainant states that, because of the
serious violations of human rights that have occurred, the requirement that the refugees resort to
domestic remedies should be deemed waived and the Commission should consider the merits of this
communication.
90. The Complainant claims that when interpreting Article 56.5 of the Charter, the African
Commission should take into consideration generally recognised principles of international law in the
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interest of ensuring the protection of human rights.
91. The Complainant submits that the Commission has unequivocally held that when a Respondent
State raises the defence of non exhaustion of local remedies, it must discharge the burden by
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demonstrating the existence of such remedies.”
92. The Complainant urges the African Commission to draw inspiration from regional and
international human rights mechanisms on this issue. The Inter-American Court of Human Rights has
repeatedly affirmed that a state has duties “to organise the governmental apparatus and, in general,
all the structures through which public power is exercised, so that they are capable of judicially
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ensuring the free and full enjoyment of human rights.” The Court held that “the State claiming nonexhaustion of domestic remedies has an obligation to prove that the domestic remedies remain to be
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exhausted and that they are effective.”
93. The Inter-American Commission on Human Rights expressly stated that the burden of proving
that effective local remedies exist and that they had not been exhausted fell upon the government
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making such a claim.
94. A similar view regarding the burden of proof was taken by the United Nations Human Rights
Committee whereby a Respondent State “…had failed to provide…. sufficient information on effective
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remedies.” Equally, the European Court and Commission of Human Rights have held that the
government shoulders the burden of proving that there are effective remedies.
95. Similarly, the Grand Chamber of the European Court for Human Rights has expressed the
opinion that “it is incumbent on the Government claiming non-exhaustion of domestic remedies to
satisfy the Court that the remedy was an effective one, available in theory and in practice at the
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relevant time.” The Court continued:“ …that is to say, that it was accessible, was one which was
capable of providing redress in respect of the applicant’s complaints and offered reasonable prospects
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of success.” Only once this burden of proof has been met does the petitioner have to establish that
the local remedy “was in fact exhausted or for some reason inadequate or ineffective in the particular
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circumstances.”
96. The Complainant urges the Commission to apply the standards articulated above, which require
the Respondent State to prove that effective local remedies exist in Sudan and that they are
reasonably accessible. The Complainant submits further that it is evident that the Respondent State
has not met this burden of proof. It has not shown that the refugees had adequate and effective
remedies. The Government had itself prevented refugees accessing any remedies - irrespective of
their effectiveness and adequacy - that it alleges are available.
97. The Complainant submits that communication 235/00 involves massive and serious violations of
human rights. He states that the African Commission has found that actions threatening the life and
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welfare of less than a thousand people amount to serious and massive violations of human rights.
98. The Complainant alleges that the present communication involves more than fourteen thousand
(14,000) Ethiopian Refugees, whose daily survival is threatened and who cannot approach the
authorities for fear that their refugee identity documents would be confiscated and they would be
deported without the due process of law.
99. The Complainant states that the Respondent State has suggested that the refugees could have
theoretically relied on Administrative and Constitutional procedures in “Article 20 of the 1996
Constitutional and Administrative code, and in accordance with Article 120 (2)(b) of the
Constitution.” The Complainant alleges that this would not have been an adequate remedy because
the Judiciary in Sudan is not independent.
100. The Complainant points to the fact that the Commission noted that the Respondent State had
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dismissed over 100 judges when it came to power approximately twelve years earlier. The
Complainant further alleges that since 1989, the appointment of Judges is done in close coordination
with the President. The Complainant goes on to state that the 1998 Constitution of Sudan intentionally
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enhanced the powers of the President.
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101. The Complainant alleges that on 12 December 1999, the President declared a State of
Emergency and prolonged his control over the Judiciary until 2001. Cases brought to the Court
challenging this declaration of emergency have been dismissed with little or no attention to
international human rights law. Instead the Courts have relied on vague references to customary
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presidential powers that override the clear words of the Constitution. The Complainant concludes
that the Sudanese Courts have been under the control of the Sudanese Executive since 1989, and
that an independent judiciary does not exist in Sudan.
102. The Complainant submits that the Respondent State has no system in place that can protect
human rights in the overwhelming majority of cases. He points to examples of Amal Aba al-Ajab v.
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Government of Sudan case in which the Court refused to apply international human rights law. He
also points to a similar situation in the case of Abdelraham et al v. Sudan, Case No. 7/98 of
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13 August 1998.
103. The Complainant submits that the lack of independence of the judiciary is the result of several
steps taken by the Sudanese Government since it came to power in 1989. He cites the reports of Mr
Leonard Franco, the UN Special Rapporteur on the Situation of Human Rights in Sudan as well as
numerous non-governmental organisations to demonstrate the lack of independence of the judiciary in
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Sudan.
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104. The Complainant argues that although a new Constitution was adopted on 1 July 1998, the
Executive still exercises broad powers over the Judiciary: Section 5 of the Constitutional decree
13/1995, entitled ‘Powers of the President’ provides that … “the President shall be the Guardian of the
Judiciary and the Council of Justice in accordance with the Constitution and the Law” , ... “A Judge
shall be guided by the concept of supremacy of the Constitution, Law and general guidance of
Sharia.” Section 61 (1-3) provides that: “The Judiciary is responsible before the President for the
performance of its functions effectively and honestly for the prevalence of justice; its function is to
adjudicate fairly in constitutional, administrative, family, civil and criminal disputes and to exercise its
judgment in accordance with the law.”
105. The Complainant alleges that Sudan is ruled under a State of Emergency whereby the president
exercises almost complete control over the executive, legislative and judicial functions. The
Complainant alleges further that for the foregoing reasons, no adequate and effective remedies exist
in Sudan that the refugees should be required to exhaust.
106. The Complainant submits that in the present case, the Respondent State has repeatedly denied
the victims access to their legal representative, Dr Curtis F. J. Doebbler, by repeatedly refusing to
grant him a visa to enter the country. The Government has also failed to make facilities available to the
refugees, even when they are in custody, to contact their legal representative.
107. The Complainant rejected the submission by the Respondent State that redress by way of an
appeal to the UNHCR or an appeal to the Sudanese Courts was available to the refugees.
108. He submitted that neither of these means of redress was adequate. An appeal to the UNHCR
was ineffective because the refugees were denied legal representation. He argues that UNHCR
decision makers refused to apply the African Charter on Human and Peoples’ Rights and the 1969
OAU Convention Governing the Specific Aspects of the Refugee Problem in Africa. Secondly, appeals
to the Sudanese Courts were not possible, because there was no decision made by a Sudanese
administrative body.
109. The Complainant submitted that the Respondent State denied responsibility for the protection of
Ethiopian refugees under its jurisdiction.
110. The Complainant stated that the Sudanese Government’s position is in contrast to the position
expressed by the Commission, that: “the Charter specifies in Article 1 that the State Parties shall not
only recognise the rights, duties and freedoms adopted by the Charter, but they should
also “undertake…..measures to give effect to them.” Therefore, if a State neglects to ensure the rights
in the African Charter, this can constitute a violation, even if the State or its agents are not the
21
immediate cause of the violation.
111. The Complainant submitted further that the process offered by the UNHCR was flawed in
several serious matters. Despite repeated requests to represent the refugees in procedures before the
UNHCR, the refugees were denied the right to legal representation.
112. The UNHCR recruited translators from the Ethiopian Embassy in Sudan to interview the
Complainants. Because the procedures applied by UNHCR, did not apply the most basic standards of
due process, it cannot be considered effective or adequate for protecting the rights of the refugees
that are guaranteed in the African Charter.
113. Moreover, the Complainant submitted that the right to appeal from procedures that do not meet
the standards of due process is illusionary and cannot be deemed an effective remedy. The refugees
could not appeal a decision by the UNHCR to the Sudanese administrative bodies. Only administrative
decisions made by Sudanese Government authorities may be appealed. The Government of Sudan
itself admitted that it had nothing to do with the decision of the UNHCR. Consequently, there was no
domestic remedy that could adequately and effectively protect the victims’ human rights.
114. The Respondent State reiterated its position that the Complainant neither approached the
UNHCR nor any court or administrative body to denounce the alleged violation of the rights of pre1991 Ethiopian refugees. The Respondent State stressed that the Complainant could have challenged
the manner in which the repatriation exercise was carried out by lodging an appeal to the Supreme
Court in accordance with Article 20 of the 1996 Code of Administrative Courts. Article 20 of the Code
provides that anyone can lodge an appeal to the Supreme Court against any administrative decision
taken by the President of the Republic, the Federal Council of Ministers, the Government of any region
or Federal or Regional Minister.
115. The Respondent State added that the Complainant did not cite any case of refugees who had
been illegally or forcibly returned to Ethiopia. The Respondent State acknowledged that the situation
prevailing in Ethiopia in March 2000 was not favourable to the repatriation of those refugees fearing
persecution in their country of origin. It stated however that the repatriation process followed the
principles laid down in the Trilateral Agreement signed between the Government of Sudan, the
Government of Ethiopia and the UNHCR in August 2000.
116. The African Commission is of the view that, even if certain domestic remedies were available, it
was not reasonable to expect refugees to seize the Sudanese Courts of their complaints, given their
extreme vulnerability and state of deprivation, their fear of being deported and their lack of adequate
means to seek legal representation. The Commission notes that the refugees’ legal representative
was repeatedly denied entry into the country by the Respondent State’s authorities.
117. Furthermore, even accepting the argument of the Respondent State that the refugees could
have challenged the decision to repatriate them before the Administrative Courts or appealed to the
Supreme Court, the Commission holds the view, which it has stated oftentimes before, that where the
violations involve many victims, it becomes neither practical nor desirable for the Complainants or the
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victims to pursue such internal remedies in every case of violation of human rights. For all these
reasons, the African Commission declares this communication admissible.
Consideration of Merits
118. The present communication alleges that the Respondent State has violated the human rights of
an estimated fourteen thousand Ethiopian refugees, following the invocation by the UNHCR of the
Cessation Clause under Article 1(C)(5) of the 1951 United Nations Refugees Convention .
Complainant’s submission on the Merits
119. The Complainant states that sometime in September 1999, the Respondent State and the
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UNHCR concluded an agreement, which inter alia stipulated that by 1 March 2000 Ethiopian
refugees in Sudan would lose their right to work or receive any social assistance as a way of coercing
them into forced repatriation.
120. The Complainant states that the said refugees were subsequently repatriated involuntarily to
Ethiopia, or were threatened with arrest or involuntary repatriation by the Respondent State upon
protesting the repatriation. Others were forced to leave Sudan for third countries.
121. The Complainant alleges that the Respondent State violated Articles 4, 5, 6, 12(3), (4),
and (5) of the African Charter as a result of the failure to protect the Ethiopian refugees against the
involuntary repatriation, and from threats of arrest. He states further that by failing to protect the
refugees, it forced them to live under inhumane conditions, without the basic necessities of life. The
Complainant is alleging that the Ethiopians are de facto refugees, and thus protected by Article 12 of
the African Charter of Human and Peoples’ Rights.
122. The Complainant submits that the Respondent State has an obligation to ensure respect for the
right to life, the right to humane treatment and the right to security of person for every individual under
its jurisdiction. It also has an obligation underArticle 7 of the African Charter, which requires that every
individual has a right to a fair determination of his human rights as protected in the Charter.
123. The Complainant draws the attention of the African Commission to Article 60 of the Charter, to
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draw inspiration from theUN Convention on Refugees of 1951 and the 1969 OAU Convention
Governing the Specific Aspects of Refugee Problems in Africa, instruments which the Respondent
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State has signed and ratified when determining the meaning of the above articles in the Charter in
relation to those instruments.
124. The Complainant argues that since the African Charter is a treaty that is later in time , than
either the UN Refugees Convention, or the African refugees convention, the general principle of
international law to be applied to resolve any conflict between treaties is that the latter treaty prevails
over the former treaty that are not compatible. The Complainant relies onArticle 30(3) of the Vienna
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Convention on the Law of Treaties, which states that “the earlier treaty applies only to the extent that
its provisions are compatible with those of the latter treaty.” He argues that by applying this principle,
any provisions of the UN refugees convention that are incompatible with either the African refugee
convention or the Charter must be deemed to be overridden by these latter two instruments.
125. The Commission wishes to state that it does not find any conflict or incompatibility between the
African Charter and the two refugees’ convention, or between the UN and the OAU refugees
conventions. The 1969 OAU Convention Governing the Specific Aspects of Refugee Problems in
Africa 1969 OAU Convention stipulates that it is a complement to the 1951 UN Refugees
Convention. Paragraph 9 of its preamble recognises the 1951 UN Convention and the 1967 Protocol
as the basic and universal instruments relating to the status of refugees. Article VIII of the OAU
Convention enjoins Member States to cooperate with the UNHCR, and states further that the OAU
Convention is a regional complement to the 1951 UN Convention.
126. In that respect the Commission shall read the provisions of the three instruments as
complementing each other. The Complainant’s argument that the provisions of the latter convention
prevail over the former do not in any way affect the interpretation the Commission will give to the
applicable provisions, should it be necessary to do so under this communication. This is because the
provisions are at most complementary to each other and not mutually exclusive.
127. Concerning the said violations, the Complainant submits that the Respondent State did not deny
the facts as presented; rather it has merely alleged that the problem is the responsibility of the
UNHCR. He states that both the Government of Sudan and the UNHCR recognised all of the refugees
in the 1990s. The Complainant states that while the Respondent State claims that the refugees no
longer need protection, the refugees, nevertheless, refute this claim. He argues that the refugees still
deserve protection and, at the very least, they deserve a fair process to determine this question in
each of their individual cases. He argues that since the Respondent State has denied the refugees
protection, and a fair determination process, it is necessary to examine the de jure status individually.
128. The Complainant argues that both customary international law and the African Charter provide
special protection to individuals who are unable to seek the protection of their own country. These
persons – refugees and asylum seekers – are recognised as being in particularly vulnerable positions.
States are under a legal obligation to consider refugees’ claims to protection through a fair procedure
and to provide them protection if their claims are found to be well-founded.
129. Referring the Commission to Article 12 of the African Charter, the Complainant argues that the
Charter specifically recognises the need to protect such individuals, notwithstanding that it does not
define in detail who qualifies as a refugee, except to describe them as any person who is persecuted.
He goes on to state that the second preambular paragraph ofResolution No. 72/(XXXVI)/04, creating
the Commission’s Special Rapporteur, reiterates this protection, while also drawing States’ attention to
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their obligations under relevant international instruments.
130. The Complainant further argues that the Convention Relating to the Status of Refugees is lex
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specialis in relation to the African Charter.
131. He argues that the Convention Governing the Specific Aspects of the Refugee Problem in
Africa is lex specialis to both the Charter and the Convention Relating to the Status of Refugees. He
states that this instrument elaborates and strengthens the definition of a refugee deserving the
protection of asylum. This treaty, he maintains, extends the definition of a refugee by stating in
paragraph 2 of Article 1 that not only is a refugee a person as described by the UN Refugees
Convention, but also that:
[t]he term "refugee" shall also apply to every person who, owing to external aggression, occupation,
foreign domination or events seriously disturbing public order in either part or the whole of his country
of origin or nationality, is compelled to leave his place of habitual residence in order to seek refuge in
another place outside his country of origin or nationality.
132. The Complainant concludes that, in the instance case, this expanded definition applies to the
Ethiopian refugees in addition to the definition in the UN Refugee Convention. This expanded
definition must also be the basis of the interpretation and implementation of Article 12 by the
Commission because it provides individuals cumulatively the most adequate protection of their human
rights in accordance with the international legal obligations that the Government of Sudan has
voluntarily undertaken.
Respondent State’s Submission on the Merits
133. The Respondent State in its submission states that Sudan is always committed to the
implementation of international human rights instruments and continues to cooperate with the UN High
Commission for Refugees which has the responsibility of monitoring international and regional
conventions on refugees.
134. The Respondent State denies all the Complainant’s allegations. It argues that as a signatory to
the African Charter and various refugee instruments, it was merely cooperating with the UNHCR “…in
performing its functions, and assist it in facilitating its duties and carrying out its assignments to
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monitor and implement the provisions” of the Geneva Convention. The Respondent State argues
that refugees are only entitled to receive support from the UN, where fear from persecution which
caused him/her to flee, still persists.
135. The Respondent State argues that following the fall of Mengistu’s regime in 1991, the UNHCR
was of the view that the circumstances which led to the flight of Ethiopians to Sudan and to the other
countries of the world, no longer existed. The Respondent State states that the UNHCR believed that
the situation in Ethiopia after Mengistu’s fall had sufficiently changed for the return of large numbers of
refugees to that country. It nevertheless argues that the announcement of the Termination of Refugee
Status for Ethiopian refugees was not supposed to take place before an adequate period of time
elapsed, to ensure stability and sustainability of the change in the country of origin.
136. The Respondent State, quoting Article 1(c) para. 1-6 of the 1951 UN Refugees Convention ,
which defines the six conditions under which refugee status ceases, argues that in the case of the
Ethiopian refugees, the conditions no longer justified their continued stay in Sudan. The Respondent
State argues that these six conditions are based on the consideration that international protection is
not usually granted when it is not justified.
137. It cites the Cessation Clause, Article 1(C)(5) as the source of the current dispute, which was not
only directed at the Ethiopian refugees in Sudan, but to Ethiopian refugees elsewhere in the world.
The Respondent State argues that indeed the UNHCR had issued similar Cessation Clauses in the
past for other refugees from Zimbabwe, Malawi, Mozambique, Namibia, South Africa and Chile, when
the situation in those countries normalised. The Respondent State submitted that since Sudan hosts a
large number of Ethiopian refugees, to avoid the consequences which a hasty implementation would
cause to the refugees and to the Sudanese as well, it requested the Third Committee of the United
Nations in New York for a gradual implementation of the Cessation Clause to the Ethiopian refugees in
the Sudan.
138. The Respondent State states that a Tripartite Agreement between Sudan, Ethiopia and the
UNHCR was executed in 1993. Under this Agreement a programme of voluntary repatriation began to
be implemented in 1993 and continued into 1998. The Respondent State submits further that,
according to this Agreement, 720,000 refugees returned voluntarily. However, at the end of the
programme, a considerable number of the refugees remained in the Sudan.
139. The Respondent State stated that, both Ethiopia and Sudan requested the UNHCR on
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29 December 1999 and 1 February 2000 respectively for a postponement of the repatriation due to
the outbreak of the war with Eritrea. The Respondent State, Ethiopia and the UNHCR later concluded
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another Tripartite Agreement on 25 August 2000 to repatriate refugees at the end of the war with
Eritrea, and the end of the rainy season.
140. The August 2000 agreement provided, inter alia , for transport modalities, provision of return
packages for the returnees, such as cups, blankets, food allowances and other non food items. It also
established a mechanism for a residual caseload of individuals with compelling reasons for
international protection, and those who for social and economic reasons wished to remain in Sudan.
141. A screening process was carried out jointly by the Sudanese Commission on Refugees and the
UNHCR to determine those who continued to need international protection. It was agreed that the
regularisation for those wishing to remain in Sudan was a matter for bilateral discussion between the
two governments. The screening process was envisaged to end in November 2000. Repatriation
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would be conducted between 1 and 31 December 2000, since food and funding would not be
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available in 2001. The implementation for repatriation was delayed to a later date (14 March 2001) to
allow for proper implementation and assessment.
142. The Respondent State argues that the UNHCR brought in the best cadres serving in different
parts of the world to take part in this exercise, so as to ensure equity and justice. The Respondent
State submits that the repatriation was voluntary. It denies that any refugees were imprisoned, tortured
or were subjected to involuntary return. It submits further that no person was denied social services,
such as medical care, food or shelter. Assistance was extended to refugees throughout up to their final
place of residence. Those remaining were assisted until all phases of the implementation of the
cessation clause were exhausted, including the reconciliation of their legal status.
143. The Respondent State submitted further that of those who did not opt for voluntary repatriation,
282 were granted protection, while 2753 were not. The determination was done in accordance with the
1977 UNHCR Executive Committee (EXCOM) decision, which requires Member States to adopt
comprehensive procedures to ensure that asylum seekers are given adequate time to make an appeal
for reconsideration of a decision to accredit them, to the same committee or another authority.
144. By June 2001, the Respondent State had registered 7,072 Ethiopians from both the 1993 to
1998, and the 2000 repatriation phases and issued them with an annually renewable residence
permits, pursuant to UNHCR Executive Committee (EXCOM) decision No 69, which requires Member
States implementing the cessation clause to make appropriate arrangements to enable persons
expected to leave the country to take care of strong family and other social and economic
engagements.
145. The Respondent State drew that attention of the Commission to the date the communication
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was received at the Commission’s Secretariat on the 22 February 2000. It submitted that the
Communication was received prior to the date of the implementation of the Cessation clause. The
Respondent State submitted that “10,000 Ethiopian refugees actually returned to their country
voluntarily in the wake of the implementation of the clause… .” It argues that such returnees cannot be
deemed to be included in the communication.
Commission’s Decision on Merits
146. The present communication turns on issues relating to the application of two important
principles in international refugee and human rights law. The first issue is the effect of the Cessation
Clause and its application under the 1951 United Nations Convention on Status of Refugees vis-avis a State Party to the African Charter. The second issue is the applicability of thenonrefoulement principle based on the actions taken by the Respondent State as a consequence of the
Cessation Clause. The African Commission is therefore required to determine whether or not the
Respondent State, in applying the Cessation Clause, acted in a manner which amounted to
the refoulement of refugees to their country of origin where they feared persecution, and hence
constituting a violation of the African Charter.
147. Before analysing the instant case, it is important to clarify these concepts, namely the “cessation
clause,” “refoulement”and “non-refoulement.”
148. Article 1(C)(5) of the 1951 UN Convention on the Status of Refugees stipulates one of the six
conditions which brings to an end the refugee status and hence the protection hitherto enjoyed by a
refugee during asylum in a host country, after fleeing persecution or the fear of persecution in his/her
home country. Article 1(C)(5) of the 1951 UN Refugees Conventionreads as follows:
[t]his Convention shall cease to apply to any person, (i.e. a refugee) if [h]e can no longer, because the
circumstances in connexion with which he has been recognized as a refugee have ceased to exist,
continue to refuse to avail himself of the protection of the country of his nationality;
Provided that this paragraph shall not apply to a refugee …who is able to invoke compelling reasons
arising out of previous persecution for refusing to avail himself of the protection of the country of
nationality.
149. The 1969 OAU Convention Governing the Specific Aspects of the Refugee Problem in
Africa stipulates a cessation clause of its own. reads as follows:
[t]his Convention shall cease to apply to any refugee if (e) he can no longer, because of the
circumstances in connection with which he was recognized as a refugee have ceased to exist,
continue to refuse to avail himself of the protection of the country of his nationality.
According to the two conventions the status of a refugee ceases when circumstances which caused
the person to assume refugee status cease to exist. Such a person can no longer refuse the
protection of his or her country. International protection is granted to refugees because they do not
enjoy the protection of their own home countries. The Cessation Clause does not apply when
compelling reasons arising out of previous persecution force a person to refuse the protection of ones
country.
150. “Non-refoulement”, on the other hand, is a principle which has taken an increasingly
fundamental character, as one of the cornerstones of international refugee law. It prohibits the return
29
of an individual to a country in which he or she may be persecuted. This principle is set out in
the 1951 UN Refugee Convention , Article 33 (1)] which states that: “No Contracting State shall expel
or return ("refouler") a refugee in any manner whatsoever to the frontiers of territories where his life or
freedom would be threatened on account of his or her race, religion, nationality, membership of a
30
particular social group or political opinion.”
151. The 1969 OAU Convention Governing the Specific Aspects of the Refugee Problem in
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Africa enshrines the principle of non-refoulement in of this Convention. It reads as follows:
“[n]o person shall be subjected by a Member State to measures such as rejection at the frontier, return
or expulsion, which would compel him to return to or remain in a territory where his life, physical
integrity or liberty [/quote] would be threatened for the reasons set out in paragraphs 1 and 2.”
152. Paragraphs 1 and 2 of Article 1 of the OAU Convention define the conditions which compel an
individual to flee the country of his habitual residence and seek asylum in another country.
153. Having seen the applicable provisions, it is incumbent upon the Commission to determine
whether the Respondent State violated the African Charter.
154. The Complainant submitted that the Respondent State denied 14,000 Ethiopian refugees the
protection they deserved and a fair determination process when it executed a joint agreement with the
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UNHCR in September 1999, giving effect to the cessation clause by 1 March 2000.
155. Did the actions of the Respondent State, in executing the joint agreement in September 1999
and posting the notice in February 2000, amount to committing a refoulement , i.e. the act of expelling
the refugees? The mere execution of the agreement and posting of the notice did not constitute an act
amounting to an expulsion or repatriation. The September 1999 and the subsequent notice clearly
expressed the intent to apply the Cessation Clause. They created an atmosphere which triggered this
communication even before the Cessation Clause implementation was set in motion. The repatriation
process under the refugee conventions is conducted in a voluntary manner.
156. The Respondent State, being a party to the September 1999 agreement was thus responsible
for whatever action that would follow the execution of the said agreement. The Respondent State
cannot blame the UNHCR for its own actions. The Respondent State has however stated that it did
not refoule the refugees. It has submitted that it did not forcibly repatriate them; it did not imprison
them nor deny them the basic necessities of life as alleged by the Complainant.
157. The Respondent State denied that it repatriated refugees during the Eritrean-Ethiopian conflict.
In fact it submitted that both Ethiopia and itself requested the UNHCR to postpone the repatriation
during the Ethiopian Eritrean War. Repatriation resumed after the end of the conflict when a tripartite
agreement was concluded in August 2000. The agreement provided for voluntary repatriation,
inclusive of UNHCR assistance to the returnees as well as modalities for determination of a caseload
of refugees who did not opt to be repatriated.
158. The Respondent State stated that the refugees were not denied assistance, in spite of the
notice, till the end of the repatriation programme. 282 refugees continued receiving protection after the
cessation clause.
159. The Complainant alleged that the Respondent State had mistreated the refugees for protesting
their forcible repatriation. He alleged that the refugees were beaten, arrested, forcefully repatriated,
and in other cases were threatened with forced repatriation for demanding to remain in Sudan for fear
of persecution if they were returned to Ethiopia.
160. The African Commission wishes to state that the accounts by the two parties about the events
subsequent to the Cessation Clause differ in certain respects. The Complainant, who claimed to
represent 14,000 refugees, submitted that many of the refugees did not want to return to Ethiopia
because they were aligned to the opposition EPRP and feared persecution. The Respondent State
submitted that most of the pre-1991 refugees returned. A substantial number were granted further
protection and others were issued with residence permits due to family or socio economic reasons.
The Respondent State argues that by June 2001 it had issued residence permits to more than 7000
refugees who did not opt to be repatriated. At the same time it stated that other post 1991 refugees
who had fled the current Ethiopian regime continued to remain in Sudan.
161. The African Commission has not found any substantive reasons to doubt the account by the
Respondent State. The African Commission holds that thousands of refugees repatriated voluntarily
under the tripartite arrangements and those who remained were accorded refugee status or assumed
normal immigrant status upon being granted residence permits.
162. The African Commission states, however, that the allegations made by the Complainant could
have been a case of a few refugees who feared the worst during the time immediately after the
Cessation Clause was announced. The fear of the unknown by a substantial number of refugees who
were able to communicate with their lawyer as well as the publicity generated by press reports,
coupled with the frustrations of denial of visas by the Respondent State to the Complainant,
compounded the perception that the Respondent State was about to refoule the refugees.
163. The Commission has found no evidence that refugees were refouled as a result of the cessation
clause. The Commission has not established any cases of imprisonment, arrest, and forcible
repatriation. There was no concrete evidence brought to the attention of the Commission to the effect
that such cases, if any, were linked to the promulgation and implementation of the cessation clause.
The Respondent State demonstrated by providing figures, which were not refuted, of refugees who
repatriated voluntarily prior to and after the cessation clause, as well as those who were granted
further protection or alternative solutions to repatriation. The Complainant allegations that
Articles 4, 5 and 6 of the African Charter were violated have not been proved.
164. The Complainant argues that Article 7 of the African Charter requires that every individual has a
right to a fair determination of the human rights protected in the Charter.
165. The Respondent State denied that it violated Article 7 of the African Charter. It argued that there
is no uniform process for determination of refugee status and appeals under the international refugee
regime. It stated that it had established a joint determination mechanism involving the Sudanese
Commission of Refugees and the UNHCR to carry out determination for the refugees who did not opt
for voluntary repatriation under EXCOM decision No 69. The Commission, while reiterating the need to
adopt judicial remedies in the event of the failure of such administrative mechanisms, takes note of the
EXCOM stipulated mechanism for the reconsideration of decisions by the same committee or another
authority, in the event of dissatisfaction with a decision of the Joint Committee.
166. The Commission wishes to state that the Complainant raised issues which, in actual fact, had
been taken care of. The Communication appears to have been instituted before the implementation of
the Cessation Clause began. Hence when implementation began, the alleged violation of the
refugees’ rights expressed by the Complainant was eventually taken care of by the Respondent State.
167. The Complainant submitted that the refugees continued to consider themselves as de
facto refugees post-the cessation clause based on paragraphs 3, 4 and 5 of Article 12 of the African
Charter:
(3) Every individual shall have the right, when persecuted, to seek and obtain asylum in other
countries in accordance with the law of those countries and international conventions.
(4) A non-national legally admitted in a territory of a State Party to the present Charter, may only be
expelled from it by virtue of a decision taken in accordance with the law.
(5) The mass expulsion of non-nationals shall be prohibited. Mass expulsion shall be that which is
aimed at national, racial, ethnic or religious groups.
Going by the aforesaid submission, the Commission finds that based on the information before it,
there were only cases of refugees who repatriated voluntarily, or those who remained within the
Respondent State under various recognised legal status, namely those who retained their status or
those who became immigrants upon the grant of residence permits, and the post-1991 refugees who
were, in any case, not the subject of the Communication. The Commission, therefore, finds that there
was at no time any case of de facto refugees.
The Commission finds that the Communication was filed in anticipation of a violation, which did not
happen in actual fact after the implementation of the cessation clause set in motion.
168. The Complainant’s allegation that Article 12 of the African Charter was violated has also not
been proved.
Decision of the African Commission
The African Commission finds that the allegations concerning violations of Articles
3, 4, 5, 6, 7, 12(3), (4) and (5) of the African Charter have not been proved.
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Done in Banjul, The Gambia at the 46 Ordinary Session of the African Commission on Human and
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Peoples’ Rights held from 11 -25 November 2009.
Footnotes
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1. See Amnesty International, et al. vs Sudan, Consolidated comm. 48/90, [50/91], 52/91 and 89/93, 27 Ordinary
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Session, 10 Activity Report (2000).
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2. 228/99-The Law Office of Ghazi Suleiman/ Sudan, 33 Ordinary Session, Sixteenth Annual Activity Report
(2003) at para. 29.
3. communication155/96-Social and Economic Rights Action Group and Centre for Economic and Social Rights/
Nigeria, Fifteenth Annual Activity Report (2003) para 37.
4. Ibid. at para 38.
5. See Article 60 of the African Charter.
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6. Rencontre africaine pour la défense des droits de l’Homme v. Zambia, comm. 71/92, 21 Ordinary Session,
Tenth Annual Activity Report(1997) at para. 12.
7. Exceptions and Exhaustions of Domestic Remedies ( Art. 46(1)), 46(2)(A) and 46(2)(B) American Convention
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on Human Rights, Ser. A, No.11, Advisory Opinion OC-11/90 of (10 August 1990) at para. 23; Velasquez
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Rodriguez Case, Ser. C, No.4 (29 July 1988) at para. 166 ; and Godinez Cruz Case, Ser. C, No.5 (20 January
1999) at para. 175 .
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8. Loayza Tamayo Case, Preliminary Objections, Ser. C, No. 25 (31 January 1996) at para. 40
9. Article 37(3) of the Regulations adopted in OAS Doc. OAE.Ser.L.V/II.82 doc. 6, rev.1 at 103 (1992).
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10. Famara Kone v. Senegal , Comm. No. 386/1989, views adopted 21 October 1994, at para 5.3.
11. See Akdivar v. Turkey at para. 68.
12. Ibid.
13. Ibid.
14. Commission nationale des droits de l’Homme at des libertés vs. Chad, comm. No. 74/92. Ninth Annual Activity
Report (1996) at paras. 1-6.
15. see Sudan Case at para. 37.
16. Doebbler, C.F. and Suleiman, G., “Human Rights in Sudan in the Wake of the New Constitution.” 6(1) Human
Rights Brief 1,2 (1998).
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17. see Ibrahim Yusif Habani et al v. Government of Sudan, Case No. MD/GD/1/2000 (unreported, 8 March
2000), cited and discussed in Bantekas, I. and Abu-Sabeib, H., “Reconciliation of Islamic Law with
Constitutionalism: The Protection of Human Rights in Sudan’s New Constitution.” 12 RADIC 531 (2000).
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18. Amal Aba al-Ajab v. Government of Sudan, Case No. MD/GD/8/99, Judgment of 10 August 1999
(unreported).
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19. Abdelraham, et al, v. Sudan, Case No. 7/98 of 13 August 1998.
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2. 228/99-The Law Office of Ghazi Suleiman/ Sudan, 33 Ordinary Session, Sixteenth Annual Activity Report
(2003) at para. 29.
20. International Human Rights Watch and the Lawyers Committee for Human Rights. These include UN Doc.
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E/CN.4/1999/38/Add1(17 May 1999) at para.34 ,UN Doc. E/CN.4/2000/36 (19 April 2000) at para. 11b , as well
as reports by Amnesty.
21. Free Legal Assistance Group, Lawyers Committee for Human Rights, Union interafricaine des droits de
l’Homme, Les témoins de Jehovah v. Zaire, Comms. 25/89, 47/90, 56/91 and 100/93, Ninth Annual Activity
Report (1996) at para.[4]0.
22. see para. 85, Malawi African Association, et al versus Mauritania, Consolidated Comm. 54/91, 61/91, 98/93,
164/97, 196/97 and 210/98.
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23. Convention relating to the Status of Refugees, 189 UNTS 150, entered into force 22 April 1954.
24. Convention Governing the Specific Aspects of Refugee Problems in Africa, 1001, UNTS 45, entered into force
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20 June 1974 and ratified by the Government of Sudan on 24 December 1972.
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25. 1155 UNTS 331, which entered into force on 27 January 1980.
26. 2 Preambular para. 2 and para. 1(g) of Commission Resolution No.72(XXXVI) 04.
27. Article 1(A) (2) of the Convention Relating to the Status of Refugees . Although this treaty was once
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temporally limited to events occurring before 1 January 1951, this temporal restriction has been removed in
countries like Sudan which have ratified the additional1967 Protocol relating to the status of refugees, 606 UNTS
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267 (entered into force 4 October 1967).
28. Paras 3 and 4 of the Respondent State Submission on the Merits.
29. Guy S. Goodwin-Gill, The Refugee in International Law (2 ed, Clarendon Press, Oxford, 1996) 120. See also
Lauterpacht and Bethlehem, The Scope and Content of the Principle of Non-Refoulement: Opinion (UNHCR), ¶
2 (2001).
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30. Convention Relating to the Status of Refugees, adopted July 28 , 1951, Art. 33, U.N. Doc. A/CONF.2/108
nd
(1951), 189 U.N.T.S. 150 (entered into force 22 April 1954) [hereinafter “1951 Convention”].
31. Organisation of African Unity Convention Governing the Specific Aspects of the Refugee Problem in
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Africa (10 September 1969) 1001 UNTS 45.